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"Keep the Arbitration Moving: Enforcing Discovery Deadlines and
Legitimate Information Requests," NASD's The Neutral Corner featured
article, October 2004 (with Brian N. Smiley)
"Cross-Examining the Unsuitable Investor,"
New York State Bar Association, October 26, 2004
"Arbitration Update,” Securities Industry Association, March 17,
1997 (With Matthew Farley and Richard L. Martens)
"Settlement of Broker Dealer Arbitrations,” Practicing Law
Institute, May 1, 1995
"Pre-dispute Arbitration Agreements,” New York Stock Exchange, Inc. Symposium
on Arbitration in the Securities Industry, Fordham Law Review, Volume LXIII,
Number 5, April 1995
"Bank Mutual Fund Compliance,” International Business
Communications Seminar, November 17, 1994 (With Philip J. Hoblin, Jr.)
"Deciding What Cases are Appropriate for Mediation,” Strategic
Research Institute, L.P., September 13, 1994 (With William A. Olshan)
"Openings, Summations and Legal Briefs: Techniques & Strategies,”
Practicing Law Institute, August 17, 1994
"Bank Mutual Fund Compliance: What to do When Compliance Violations
Occur: Assessing the Alternatives,” International Business
Communications Seminar, June 7, 1994 (With Philip J. Hoblin, Jr.)
"Defense Counsel Perspective,” Securities Arbitration Commentator, Volume 6, Number 4, May 1994
"Securities Arbitration Today: Defense Counsel Perspective,”
Securities News, American Bar Association Committee on Securities
Litigation, Volume 3, Number 3, Summer 1994
"Recent and Pending Rule Changes and Developments in Securities
Arbitration,” Securities Industry Association Legal and Compliance
Division Annual Meeting Course and Materials, March 21, 1994 (Also March
22, 1993, April 6, 1992, April 30, 1991, March 21, 1990
"Alternative Dispute Resolution: In-House Brokerage Counsel's
Perspective,” Law Journal Seminars Press Second Annual Employment
& Litigation Conference, October 12, 1993
"ADR v. Litigation: Why Are Many Corporations Opting for ADR (Resolving Disputes Between
Clients and Broker-Dealers),” Strategic Research Institute, September
22, 1993
"Defending Brokers and Broker Dealers: Inside Counsel's Perspective,”
Practicing Law Institute, Volume 2, July 14, 1993 (with Paul M. Foster and
Karen Fine)
"Arbitration,” National Association of Securities Dealers
Educational Seminar, October 5, 1992
"Defending Brokerage Firms Against Customer Complaints,”
Practicing Law Institute, Volume 2, July 22, 1992 (with Jeffrey L.
Friedman) (also July 17, 1991 and July 18, 1990)
"Enforceability of Agreements to Arbitrate,” Practicing Law
Institute, November 13, 1989 (with Jeffrey L. Friedman)
"Broker Dealer Litigation,” Practicing Law Institute, September
19, 1989 (with Jeffrey L. Friedman) (also October 7, 1988)
"Securities Arbitration: Defending a Brokerage Firm,” Practicing
Law Institute, July 13, 1989 (with Jeffrey L. Friedman) (also June 1, 1988,
and October 6, 1987)
"The Arbitral Forum,” Prentice Hall Law & Business, January 30,
1989 (with Jeffrey L. Friedman)
"Arbitration Reform,” Hearings Before the Subcommittee on
Telecommunications and Finance of the Committee on Energy and Commerce, One
Hundredth Congress, Second Session, Serial Number 100-216, pages 74-107,
U.S. Government Printing Office, Washington, D.C., 1989.
"Alternatives to Dispute Resolution,” New York State Bar Association, July
23, 1988 (with Jeffrey L. Friedman)
"Attorney-Client Privilege in the Deposition Context: Considerations for In-House Counsel,”
Practicing Law Institute, June 16, 1987 (with Jeffrey L. Friedman)
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