|

|
|

SEMINARS
AND SPEAKING ENGAGEMENTS 
|
|

|
|
|
|
|
THEODORE A. KREBSBACH
|
|
Panelist:
|
SIFMA Compliance & Legal Division: "40th Annual Seminar 2008"
Orlando, Florida, March 30 - April 2, 2008
|
|
Panelist:
|
SIFMA Compliance & Legal Division: "Annual Seminar 2007" Phoenix,
Arizona, March 25-28, 2007
|
|
Panelist:
|
Practicing
Law Institute: "Securities Arbitration 2006: Taking
Responsibility," New York City, New
York, August 16, 2006
|
|
Panelist:
|
New York Stock Exchange
"NYSE Regulation First Annual Securities Conference," Panel on Dispute
Resolution/Arbitration, New York City, New York,
June 22, 2005
|
|
Faculty:
|
NASD Dispute Resolution
Arbitrator Training, the "Discovery Arbitrator Pilot Program," Los Angeles,
California, June 8, 2005
|
|
Faculty:
|
Brooklyn Law School Lecture "The
History of Securities Arbitration," Brooklyn, New York, March 14, 2005
|
|
Speaker:
|
Securities Industry Association "Compliance and Legal Division
Seminar," Palm Desert, California, April 3, 2005
|
|
Panelist:
|
New York State Bar Association Seminar "Securities Arbitration 2004
- A Primer for the Practitioner," New York City, New York, October 26, 2004
|
|
Panelist:
|
Securities Industry Association "Compliance and Legal Division
Seminar," Lake Buena Vista, Florida, April 7, 2003
|
|
Panelist:
|
Securities Industry Association Compliance and Legal Division
Seminar," Palm Desert, California, March 11, 2002
|
|
Speaker:
|
New
York County Lawyers Seminar "Securities ADR: Essential
Practical Skills in Arbitration and Mediation," New York City, New
York, June 21, 2001
|
|
Speaker:
|
New
York County Lawyers Seminar "Securities ADR: Essential
Practical Skills in Arbitration and Mediation," New York City, New
York, June 21, 2001
|
|
Panelist:
|
Securities Industry Association Compliance and Legal Division
Seminar,"
Orlando, Florida, March
19, 2001
|
|
Faculty:
|
Practicing
Law Institute: "How New Products, Theories and Defenses Are
Changing the Landscape of Arbitration Practice," New York City, New
York, August 17, 2000
|
|
Panelist:
|
Securities
Industry Association "Arbitration/Mediation Palm Desert,
California," March 14, 2000
|
|
Speaker:
|
New
York County Lawyers Seminar "Securities ADR: Essential
Practical Skills in Arbitration and Mediation," New York City, New
York, June 24, 1999
|
|
Panelist:
|
New York County Lawyers Association "Basic Skills Course:
Arbitration," New York City, June
24, 1999
|
|
Panelist:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Branch Office Supervision," Boca Raton, Florida, April
14, 1999
|
|
Speaker:
|
Public Investors Arbitration Bar Association
("PIABA") Annual Meeting, "Is Mandatory Arbitration Still Desirable?,"
Orlando, Florida, October
24, 1998
|
|
Speaker:
|
American Bar Association Annual Meeting,
"Securities Arbitration: Past, Present and Future,"
Toronto, Canada, August
4, 1998
|
|
Co-Moderator:
|
American Bar Association First Annual National Institute
on Securities Litigation and Arbitration, "Examining the Customer, the
Representative, the Branch Manager, and the Other Participants in the
Process," New York City, June
18, 1998
|
|
Panelist:
|
The Association of the Bar of the City of
New York, "Hot Topics in Securities
Arbitration," New York City, June
10, 1997
|
|
Panelist:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Arbitration/Mediation: Punitive Damages, Eligibility,
Mediation and Discovery," Orlando, Florida, March
17, 1997
|
|
Speaker:
|
NASD Regulation Inc. Small Broker-Dealer Conference,
"Arbitration," New York City, July
11, 1996
|
|
Faculty:
|
Practicing Law Institute and the American Arbitration
Association, "Securities Arbitration," New York City, February
15, 1996
(Live and Satellite broadcast)
|
|
Faculty:
|
Practicing Law Institute and the American Arbitration
Association, "Securities Arbitration for Experienced Practitioners,”
New
York City, August
16, 1995
|
|
Speaker:
|
Asian Financial Society, "Securities Arbitration:
Significant Issues and Recent Developments," New York City, March
23, 1995
|
|
Speaker:
|
National Association of Securities Dealers, Inc. Securities Arbitration Policy
Task Force ("Ruder Commission"), "Proposed Solutions to
Securities Arbitration Problems," New York City, February
14, 1995
|
|
Speaker:
|
New York Stock Exchange: Symposium on Arbitration in
the Securities Industry, "Pre-Dispute Arbitration Agreements,"
New York City, November
21, 1994
|
|
Speaker:
|
International Business Communications Mutual Fund Compliance,
"What to Do When Mutual Fund Compliance Violations Occur: Assessing
the Alternatives," New York City, November
17, 1994
|
|
Faculty:
|
National Association of Securities Dealers Mediation Training Seminar, New
York City, November 16, 1994
|
|
Speaker:
|
Strategic Research Institute Forum on Securities & Futures
Mediation, "Deciding What Cases are Appropriate for Mediation,” and
"Mock Mediation Workshop," New York City, September
13, 1994
|
|
Faculty:
|
Practicing Law Institute: Securities Arbitration
Program, "The New Age of Discovery," "Proving the Elements
of the Case," "Cross-Examination, Summations, and Reasoned Awards,"
New
York City, August
17, 1994
|
|
Speaker:
|
International Business Communications Conference on Bank Mutual Fund
Compliance, "What To Do When Compliance Violations Occur: Assessing
the Alternatives," New York City, June 7,
1994
|
|
Moderator:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Recent and Pending Rule Changes in Securities Arbitration,"
Palm
Desert,
California, March
20, 1994
|
|
Speaker:
|
Law Journal Seminars-Press Press Employment Law and
Litigation Seminar, "Alternate Dispute Resolution: Now and For the Future,"
New York City, October
11, 1993
|
|
Co-Chairman:
|
Strategic Research Institute, L.P. General Counsel Forum on Alternative Dispute
Resolution, "ADR v. Litigation: Why Are Many Corporations Opting for ADR," New York City, September
22, 1993
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, July 14, 1993
|
|
Moderator:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Securities Arbitration Update,"
Orlando, Florida, March
22, 1993
|
|
Faculty:
|
American Arbitration Association Securities Arbitrator Training Program, New York City, March 18, 1993
|
|
Speaker:
|
National Association of Securities Dealers Fifth Annual Education Seminar,
"Arbitration," New York City, November
4, 1992
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, July 22, 1992
|
|
Speaker:
|
District of Columbia Bar Access to Justice Program,
"Securities Arbitration: A Legitimate Substitute for Litigation?,"
Washington, D.C., February
19, 1992
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, July 17, 1991
|
|
Speaker:
|
National Association of Securities Dealers Securities Conference,
"Arbitration,” Miami, Florida, May 23, 1991
|
|
Moderator:
|
Shearson Lehman Brothers Securities Arbitration
Roundtable, "Dialogue Among Securities Arbitration Claimant and
Defense Counsel,” May 14, 1991
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, July
18, 1990
|
|
Moderator:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Securities Arbitration Update,”
Palm Desert, California, March
21, 1990
|
|
Faculty:
|
Practicing Law Institute Broker-Dealer Institute 1989,
"Developments in Securities Arbitration Law and Practice,”
New York City, November
13, 1989
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, October
6, 1989
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, July
13, 1989
|
|
Moderator:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Securities Arbitration Update,”
Orlando Florida, April 5,
1989
|
|
Faculty:
|
Practicing Law Institute Securities Litigation 1989,
"Broker-Dealer Litigation, New York City, September
19, 1989
|
|
Co-Chairman:
|
Prentice Hall Law & Business "Securities Arbitration
Update,” New York City, January
30, 1989
|
|
Speaker:
|
New York State Bar Association Seminar, "Negotiation and
Dispute Resolution Skills,” New York City, June
23, 1988
|
|
Speaker:
|
Securities Industry Association Legal and Compliance Division,
"Status of SEC and Congressional Arbitration Reform Hearings,”
New York City, June
21, 1988
|
|
Faculty:
|
Practicing Law Institute Program on Securities
Arbitration, New York City, June 1,
1988
|
|
Speaker:
|
American Arbitration Association Arbitration Day 1988 Program,
"Effective Arbitration Advocacy,” New York City, May 6,
1988
|
|
Panelist:
|
American Bar Association Annual Meeting,
"Arbitration and Financial Services,”
Philadelphia, Pennsylvania, March
25, 1988
|
|
Speaker:
|
New York
Institute of Finance, "Securities Arbitration
1988,” New York City, January
15, 1988
|
|
Speaker:
|
American Arbitration Association, "Shearson/American
Express v. McMahon: Arbitrating Securities Claims,” New York City, October
1, 1987
|
|
Faculty:
|
Practicing Law Institute, "Deposition Techniques in
Commercial Litigation,” New York City, June
16, 1987
|
|
Speaker:
|
American Arbitration Association Arbitration Day 1987 Program,
"The Impact of Shearson v. McMahon,” New York City, May 7,
1987
|
|
Moderator:
|
Securities Industry Association Compliance and Legal Division
Seminar, "Securities Arbitration Update,”
Marco Island, Florida, April 1,
1987
|
|