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LEGAL EMPLOYMENT
October 2003 - Present
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KREBSBACH & SNYDER
A
Professional Corporation
New
York, New York
Areas of concentration include securities arbitration, regulatory and
enforcement inquiries and proceedings before the SEC, NYSE, NASD and state
securities regulators, securities litigation in the federal and state
courts, appeals, mediation and dispute avoidance, representing clients through every stage of a proceeding through arbitration
hearing, enforcement hearing, trial and appeal.
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August 1990 -
October 2003
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CITIGROUP GLOBAL MARKETS
INC.
New York,
New York
Senior Litigation Attorney in the Office of
the General Counsel of Citigroup and predecessor firms, including Shearson
Lehman Brothers Inc. (1990-1993), Smith Barney Shearson Inc. (1993-1994),
Smith Barney Inc. (1994-1998), and Salomon Smith Barney Inc. (August
1998-April 2003). Promoted to Director in March 2001. Handled
approximately 250 cases in arbitration, mediation and federal and state
courts for the firm and its employees, primarily involving a broad range of
sales practice issues. Tried through Award over 80 arbitrations before
the NASD and NYSE. Conducted internal investigations and provided
advisory services. Represented the firm and its employees in
regulatory inquiries, investigations and enforcement proceedings before the
NASD, NYSE and state securities commissions. Broad based experience in
broker-dealer litigation, arbitration and mediation proceedings and in sales
practice and compliance issues.
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March 1978 - August 1990
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OLWINE, CONNELLY, CHASE,
O'DONNELL & WEYHER
New York,
New York
Litigation
Associate
Broad range of
commercial litigation experience including securities fraud, securities
class actions, shareholder derivative actions, antitrust, bankruptcy
adversary proceedings, RICO, environmental, contract and tort litigation in
state and federal courts as well as arbitration.
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August 1977 - March 1978
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UNITED STATES DISTRICT COURT
SOUTHERN DISTRICT OF NEW
YORK
New York,
New York
Law Clerk to the Honorable Irving Ben Cooper, Senior United States District
Judge. Wrote bench memoranda and drafted opinions.
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EDUCATION
University of Connecticut School of Law
West Hartford, Connecticut
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Juris Doctor, with honors - 1977
Associate Editor,
Connecticut Law Review, 1976 - 1977
Member, Connecticut Law
Review, 1975 - 1976
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Yale University
New Haven, Connecticut
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Bachelor
of Arts, English - May 1971
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BAR MEMBERSHIPS
Admitted to practice before the Courts of the State of New York,
Connecticut and the District of Columbia, and to various federal district
and circuit courts including the United States District Courts for the
District of Connecticut, Southern and Eastern Districts of New York, and the
Second and Sixth Circuit Courts of Appeals
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BAR ASSOCIATIONS
Connecticut Bar Association, District of Columbia Bar, American Bar
Association
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